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Financial Regulations

Our attorneys have represented a broad range of foreign and domestic financial institutions, including commercial banks, policy-oriented banks, insurance companies, securities firms, asset management firms, trust and investment firms, and other institutions.  We advise on the supervision and regulation of commercial banks, insurance companies, securities firms, asset management firms, trust and investment firms and exchange and clearing houses (broadly, all of the areas regulated by the China Banking Regulatory Commission, China Insurance Regulatory Commission and China Securities Regulatory Commission).  Our expertise extends beyond simply advising on the rules to the application of the rules in relation to commercial transaction (in particular takeovers, acquisitions and mergers), the structuring of new and innovative products, the establishment of representative office, branch office and joint venture entities, distribution and outsourcing arrangements in financial services business, regulatory investigation and disciplinary proceedings and e-commerce projects relating to financial services.

Our attorneys`recent experience includes advising:

Securities

  • Shanxi Securities Co., Ltd. on its investment bank joint venture with Deutsche Bank AG;
  • Deutsche Börse Group on the establishment of its representative office in China.

Insurance

  • Huatai Life Insurance Co., Ltd. on its issuance of RMB700,000,000 subordinated debt;
  • Huatai Life Insurance Co., Ltd. on its daily business operation and management;
  • Shin Kong-HNA Life Insurance Company Ltd. on its daily business operations and management;
  • SCOR SE on Life Insurance License Approval in China;
  • SCOR SE Beijing Branch on its EURO11 million operating capital increase;
  • Union Life Insurance Co., Ltd. on its insurance contract review;
  • SCOR Global Life SE on the establishment of its representative office in China and related issues;
  • New China Life Insurance Co., Ltd. on its customer service system reconstruction program;
  • Revios Reinsurance AG on the establishment of its representative office in China and related issues;
  • New China Life Insurance Co., Ltd. on its several real estate investments in China;
  • an European reinsurance company on the revocation of its Beijing representative office;
  • an international financial company on its proposed fund management joint venture with a domestic securities company.

Trust

  • Huarong International Trust on the establishment of several single/collective fund trust plans;
  • a large-scale commercial real estate project on its trust financing (RMB4.5 billion).
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